Banking & Financial Services

Compliance & Regulatory

Trust and Estates
Corporate & Small Businesses

We counsel our financial institutions on compliance issues and governance structures to ensure that they comply with federal, state and local law.   

Our expertise covers a broad range of compliance and regulatory matters, including RESPA, truth-in-lending, board oversight, federal and state regulatory oversight, disclosures, review of subpoenas and restraining notices, powers of attorney and trust agreements, and handling of accounts after a bank branch is notified of the death of an account holder.  

Compliance and regulatory matters are only becoming more complex. We help our clients stay ahead in this fluid field, and have drafted, reviewed and filed mortgage banking license applications.  Our attorneys have also advised mortgage banking companies when they wish to secure a New York mortgage banking license. Responsiveness is crucial, and our team mobilizes for your cause in record time.

ATTORNEYS PRACTICING IN Compliance & Regulatory